-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KchUYmYtUQfLfOkca75Ryj1US8x3rB3Q2tKf/q/fcjAlF/BiTbqZrueCjdXgilUE sgccV9Lib4i4T+Dt78Ff1A== 0001193125-06-031194.txt : 20060214 0001193125-06-031194.hdr.sgml : 20060214 20060214150158 ACCESSION NUMBER: 0001193125-06-031194 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20060214 DATE AS OF CHANGE: 20060214 GROUP MEMBERS: KELLY M. FLEMING GROUP MEMBERS: THE PAUL AND KELLY FLEMING FAMILY TRUST FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FLEMING PAUL CENTRAL INDEX KEY: 0001079157 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: PF CHANG CHINA BISTRO INC STREET 2: 5090 N 40TH ST STE 150 CITY: PHOENIX STATE: AZ ZIP: 85018 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: P F CHANGS CHINA BISTRO INC CENTRAL INDEX KEY: 0001039889 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 860815086 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-54977 FILM NUMBER: 06613477 BUSINESS ADDRESS: STREET 1: 5090 N 40TH ST STE 160 CITY: PHOENIX STATE: AZ ZIP: 85018 MAIL ADDRESS: STREET 1: 5090 N. 40TH ST STREET 2: SUITE 160 CITY: PHOENIX STATE: AZ ZIP: 85018 SC 13G/A 1 dsc13ga.htm AMENDMENT #8 TO SCHEDULE 13G Amendment #8 to Schedule 13G

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

SCHEDULE 13G

 

 

Under the Securities Exchange Act of 1934

(Amendment No. 8)1

 

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO RULES 13d-1(b), (c) and (d) AND AMENDMENTS THERETO FILED

PURSUANT TO RULE 13d-2(b)

 

 

 

 

P.F. Chang’s China Bistro, Inc.


(Name of Issuer)

 

 

Common Stock, Par Value $0.001


(Title of Class of Securities)

 

 

69333Y 10 8


                                (CUSIP Number)                                

 

 

December 31, 2005


(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨ Rule 13d-1(b)

 

¨ Rule 13d-1(c)

 

x Rule 13d-1(d)

 


1 The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

Page 1 of 9 Pages


13G

 

CUSIP No. 69333Y 10 8

      Page 2 of 9 Pages

 

  1.  

Name of Reporting Persons

I.R.S. Identification No. of above persons (entities only)

 

            Paul M. Fleming

   
  2.  

Check the Appropriate Box if a Member of a Group

(a)  ¨

(b)  ¨

   
  3.  

SEC Use Only

 

   
  4.  

Citizenship or Place of Organization

 

            United States

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5.    Sole Voting Power

 


  6.    Shared Voting Power

 

                1,292,682


  7.    Sole Dispositive Power

 


  8.    Shared Dispositive Power

 

                1,292,682

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            1,292,682

   
10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares

 

¨

   
11.  

Percent of Class Represented by Amount in Row (9)

 

            4.9%

   
12.  

Type of Reporting Person

 

            IN

   


13G

 

CUSIP No. 69333Y 10 8

      Page 3 of 9 Pages

 

  1.  

Name of Reporting Persons

I.R.S. Identification No. of above persons (entities only)

 

            Kelly M. Fleming

   
  2.  

Check the Appropriate Box if a Member of a Group

(a)  ¨

(b)  ¨

   
  3.  

SEC Use Only

 

   
  4.  

Citizenship or Place of Organization

 

            United States

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5.    Sole Voting Power

 


  6.    Shared Voting Power

 

                1,292,682


  7.    Sole Dispositive Power

 


  8.    Shared Dispositive Power

 

                1,292,682

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            1,292,682

   
10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares

 

¨

   
11.  

Percent of Class Represented by Amount in Row (9)

 

            4.9%

   
12.  

Type of Reporting Person

 

            IN

   


13G

 

CUSIP No. 69333Y 10 8

      Page 4 of 9 Pages

 

  1.  

Name of Reporting Persons

I.R.S. Identification No. of above persons (entities only)

 

            The Paul and Kelly Fleming Family Trust        ###-##-####

   
  2.  

Check the Appropriate Box if a Member of a Group

(a)  ¨

(b)  ¨

   
  3.  

SEC Use Only

 

   
  4.  

Citizenship or Place of Organization

 

            United States

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5.    Sole Voting Power

 


  6.    Shared Voting Power

 

                1,292,682


  7.    Sole Dispositive Power

 


  8.    Shared Dispositive Power

 

                1,292,682

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            1,292,682

   
10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares

 

¨

   
11.  

Percent of Class Represented by Amount in Row (9)

 

            4.9%

   
12.  

Type of Reporting Person

 

            00

   


CUSIP No. 69333Y 10 8

  13G   Page 5 of 9 Pages

 

Item 1.

 

(a)

   Name of Issuer:          
        

P.F. Chang’s China Bistro, Inc.

         

Item 1.

 

(b)

   Address of Issuer’s Principal Executive Offices:          
        

7676 East Pinnacle Peak Road

Scottsdale, Arizona 85255

         

Item 2.

 

(a)

   Name of Person Filing:          
        

Paul M. Fleming

Kelly M. Fleming

The Paul and Kelly Fleming Family Trust

         

Item 2

 

(b)

   Address of Principal Business Office or, if None, Residence:          
        

15974 N. 77th Street, Suite 102

Scottsdale, Arizona 85260

         

Item 2

 

(c)

   Citizenship:          
        

UnitedStates

         

Item 2

 

(d)

   Title of Class of Securities:          
         Common Stock, Par Value $0.001          

Item 2

 

(e)

   CUSIP Number:              
         69333Y 10 8          

Item 3.

  If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:     
    Not applicable.          

Item 4.

   Ownership:          
     See Items 5 through 9 and 11 on the cover page for each respective filer.          

Item 5.

   Ownership of Five Percent or Less of a Class:     
     If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following x.     

Item 6.

   Ownership of More than Five Percent on Behalf of Another Person:          
     Not applicable.          


CUSIP No. 69333Y 10 8

  13G  

Page 6 of 9 Pages

 

Item 7.

   Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person:
     Not applicable.

Item 8.

   Identification and Classification of Members of the Group:          
     See Exhibit 99.1 attached.          

Item 9.

   Notice of Dissolution of Group:          
     Not applicable.          

Item 10.

   Certifications:          
     (a) Not applicable.          
     (b) Not applicable.          


Page 7 of 9 Pages

 

Signature

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: February 14, 2006

 

/s/    Paul M. Fleming        

Paul M. Fleming

 

/s/    Kelly M. Fleming        

Kelly M. Fleming

 

THE PAUL AND KELLY FLEMING FAMILY TRUST

By:   /s/    Paul M. Fleming        
    Paul M. Fleming, Trustee
By:   /s/    Kelly M. Fleming        
    Kelly M. Fleming, Trustee


Page 8 of 9 Pages

 

EXHIBIT INDEX

 

Exhibit No.

  

Description


99.1    Agreement Pursuant to Rule 13d-1(k)(1)(iii) Concerning Joint Schedule 13G Filing

 

 

EX-99.1 2 dex991.htm AGREEMENT PURSUANT TO RULE 13D-1(K)(1)(III) CONCERNING JOINT SCHEDULE 13G FILING Agreement Pursuant to Rule 13d-1(k)(1)(iii) Concerning Joint Schedule 13G Filing

Page 9 of 9 Pages

 

Exhibit 99.1

 

AGREEMENT PURSUANT TO RULE 13d-1(k)(1)(iii)

CONCERNING JOINT SCHEDULE 13G FILING

 

The undersigned each agree, in connection with their beneficial ownership of common stock of P.F. Chang’s China Bistro, Inc., (i) that a Schedule 13G shall be filed jointly by them pursuant to Section 13(d) of the Securities Exchange Act of 1934 (the “Exchange Act”), together with any amendments to the Schedule 13G that from time to time may be required; and (ii) that the Schedule 13G and any such amendments are filed on behalf of each of them. The undersigned acknowledge their respective responsibilities as set forth in Rule 13d-1(k)(1) promulgated under the Exchange Act.

 

This Agreement may be executed in counterparts.

 

Date: February 14, 2006

 

/s/    Paul M. Fleming

Paul M. Fleming

 

/s/    Kelly M. Fleming

Kelly M. Fleming

 

THE PAUL AND KELLY FLEMING FAMILY TRUST
By:  

/s/    Paul M. Fleming

    Paul M. Fleming, Trustee
By:  

/s/    Kelly M. Fleming

    Kelly M. Fleming, Trustee
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